Securities and Financial Services Litigation

Our Securities and Financial Services litigators represent financial institutions, insurance companies, broker-dealers, brokers' agents, and other clients involved in financial transactions before all Florida state and federal courts and arbitration panels, as well as self-regulatory organizations in matters arising from allegations of fraud, breach of fiduciary duty, improper disclosure and failure to register.  Securities and Financial Services attorneys also handle federal and state RICO claims; broker-dealer related claims; state and federal class actions involving financial institutions; market conduct claims involving insurance and securities products; disciplinary and enforcement actions; and other regulatory disputes involving the Securities and Exchange Commission, the Florida Department of Financial Services and other state and federal agencies. 

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