AV Peer Review Rated by Martindale-Hubbell  

Florida Legal Elite, Florida Trend Magazine,  2006-2007; ranked in the top 2% of practicing Florida Bar Members

Peter B. King represents brokers-dealers, investment advisers, financial institutions, public and private companies, and individuals in a wide range of securities matters, including litigation, arbitration, and regulatory investigations and enforcement proceedings involving the U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and state regulatory agencies. He also represents companies and individuals in insurance and annuity sales practices matters, class actions, shareholder and partnership disputes, and other business disputes.

Presentations

• Mock Arbitration, Commonwealth Financial Network Annual Sales Meeting, 2007
• "Security Litigation Updates: Significant Decisions Affecting the Securities Industry," Speaker, 2006-2007, Florida Securities Dealers Association Annual Convention, 2007
• "Take Two and Call Me in the Morning: Practical Tips for Avoiding Litigation and Regulatory Headaches," Speaker, InterSecurities, Inc. Supervisory Branch Managers Meeting, 2007
• "Compliance - Best Practices," Speaker, GunnAllen Securities, National Sales Conference, 2006
• "In or Out of Arbitration - Your Options and Consequences," Speaker, The Florida Bar, Business Law Section, 2005
• "Legal and Compliance Issues," Panelist, Florida Securities Dealers Association Annual Convention, 2004
• "Federal Anti-Money Laundering Statute," Speaker, William R. Hough & Co. Annual Sales Conference, 2003